3 regulations every high-ranking executive should know about

As you get promoted at a company, you may be subject to new or increased regulatory scrutiny. Here are three regulations you should ask about or be aware of.

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10.27.2025

What is Rule 144?

If you're high up in a company, or own a significant amount of shares, you may face limitations on the number of shares you can sell. Here's what you need to know.

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10.27.2025

What is Section 16, and does it apply to me?

Section 16 let's regulators monitor trades by key company employees; it doesn't apply to everyone, but if you're subject to it, it's critical you follow the rules.

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10.27.2025

What are 10b5-1 plans?

If you are in possession of material non-public information about a stock, you can still sell shares... as long as you follow a few key rules.

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10.27.2025

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