What is Rule 144?
Rule 144 limits the amount of stock an individual can sell. It generally applies to affiliates of a publicly traded company—officers, board members, large shareholders, or people who may have significant influence over the company. It can also apply to restricted securities, or shares that haven’t been registered with the SEC. Often these are shares […]
3 regulations every high-ranking executive should know about
High-ranking employees at publicly-traded companies may be required to follow specific rules and regulations that don’t apply to the broader employee pool. These regulations usually apply to C-suite level executives, but can also apply to people in key roles, such as researchers or lawyers working with intellectual property. They also apply to board members and […]
